Form D · Hedge Fund

Opportunity Income Plus LP

Saddle Brook, NJ · CIK 0001581172

Offering snapshot reported Dec 15, 2017 · SEC filing

Reported sold
$36.4M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.2M$36.4MDec 18, 2013: $34,122,281.00Dec 18, 2013Dec 17, 2014: $35,633,281.00Dec 17, 2014Dec 16, 2015: $35,633,281.00Dec 16, 2015Dec 16, 2016: $36,366,837.00Dec 16, 2016Dec 15, 2017: $36,366,837.00Dec 15, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors25 → 23

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 15, 2017Amendment$36,366,837$0vs Dec 16, 201623SEC filing
Dec 16, 2016Amendment$36,366,837$733,556vs Dec 16, 201525SEC filing
Dec 16, 2015Amendment$35,633,281$0vs Dec 17, 201428SEC filing
Dec 17, 2014Amendment$35,633,281$1,511,000vs Dec 18, 201336SEC filing
Dec 18, 2013Initial$34,122,281No comparison35SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-208250
The response to item 13(b) does not reflect amounts redeemed/withdrawn

Source: Form D, filed Dec 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPPORTUNITY INCOME PLUS L.P.

Investment adviser: BULLDOG INVESTORS, LLP

Gross asset value
$16.6M
Beneficial owners
21
ADV minimum commitment
$250K

Reported in Form ADV on Jun 6, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS, A DST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNIK LLP NEW YORK, New York, United States
Custodian WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer BRIAN WALSH MARLBORO, New Jersey, United States Related to adviser: No
Marketer FBN SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer MID-CONTINENT SECURITIES ADVISORS, LTD. TENAFLY, New Jersey, United States Related to adviser: No
Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

COHNREZNIK LLP
PCAOB 596

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

FBN SECURITIES, INC.
CRD 18315 · SEC 8-30461

MID-CONTINENT SECURITIES ADVISORS, LTD.
CRD 120448 · SEC 8-65298

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Filing source

Form ADV 1222721 · Jun 6, 2018 · Schedule D 7.B.(1), fund 805-1415666012

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Nmn Dakos Executive
Phillip Franklin Goldstein Executive
Steven Jay Samuels Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Park 80 West 250 Pehle Ave., Ste 708
Saddle Brook, NJ, 07663