Form D · Other Banking and Financial Services
Opportunity Bancshares Inc
Bettendorf, IA · CIK 0001406801
Offering snapshot reported Aug 18, 2010 · SEC filing
- Reported sold
- $10M Offering amount: $200M
- Investors reported
- 29 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 13, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 18, 2010 | Initial | $10,000,000 | No comparison | 29 | SEC filing |
| Jul 12, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $379K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-146601
Shares of Common Stock and Common Stock Warrants
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill + Partners, L.P. | 52002 | |
| FIG Partners, LLC | 41554 |
Source: Form D, filed Aug 18, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sean F. Armstrong | Director |
| Stewart Brown | Director |
| Maureen Clark | Executive |
| Bradley E. Cooper | Director |
| Jeremy Dickens | Director |
| Perry B. Hansen | Director |
| Douglas M. Kratz | Director |
| John ("Mike") Nichols | Executive |
| Donald Pelgrim | Executive |
| Greg Share | Director |
| Glen C. Terry | Director, Executive |
| Ivan Zinn | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
852 Middle Road Suite #205
Bettendorf, IA, 52722-0007
Bettendorf, IA, 52722-0007