Form D · Other Banking and Financial Services
Oportun Financial Corp
San Carlos, CA · CIK 0001538716
Offering snapshot reported Jan 6, 2022 · SEC filing
- Reported sold
- $86.2M Offering amount: $86.2M
- Investors reported
- 58 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 6, 2022 | Initial | $86,212,449 | No comparison | 58 | SEC filing |
| Feb 20, 2015 | Initial | $90,249,999 | No comparison | 21 | SEC filing |
| Sep 10, 2013 | Initial | $46,776,092 | No comparison | 14 | SEC filing |
| Sep 10, 2013 | Initial | $90,000 | No comparison | 1 | SEC filing |
| Jul 16, 2013 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Feb 11, 2013 | Initial | $0 | No comparison | 1 | SEC filing |
| Jul 3, 2012 | Initial | $20,786,897 | No comparison | 5 | SEC filing |
| Jul 3, 2012 | Initial | $0 | No comparison | 7 | SEC filing |
| May 21, 2012 | Initial | $0 | No comparison | 5 | SEC filing |
| Jan 9, 2012 | Initial | $18,399,995 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-428145
Source: Form D, filed Jan 6, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aida M. Alvarez | Director |
| Joan Aristei | Executive |
| Roy Banks | Director |
| Jo Ann Barefoot | Director |
| Jonathan Coblentz | Executive |
| Dean Florez | Director |
| Saar Gur | Director |
| James Gutierrez | Director, Executive |
| Scott Harvey | Executive |
| Matthew Jenkins | Executive |
| Patrick Kirscht | Executive |
| Chris Larsen | Director |
| Ginny Lee | Director |
| Jules Maltz | Director |
| Louis P. Miramontes | Director |
| David Needham | Executive |
| Carl Pascarella | Director |
| Thomas Patterson | Director |
| Sandra Smith | Director |
| David Strohm | Director |
| David Tomlinson | Director, Executive |
| Raul Vasquez | Director, Executive |
| Raul Vazquez | Director, Executive |
| Frederic Welts | Director |
| R. Neil Williams | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
2 Circle Star Way
San Carlos, CA, 94070
San Carlos, CA, 94070