Form D · Pharmaceuticals
Opko Health, Inc.
Miami, FL · CIK 0000944809
Offering snapshot reported Feb 15, 2013 · SEC filing
- Reported sold
- $175M Offering amount: $175M
- Investors reported
- 105 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 30, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 15, 2013 | Initial | $175,000,000 | No comparison | 105 | SEC filing |
| Jun 3, 2009 | Initial | $31,000,000 | No comparison | Not reported | SEC filing |
| Apr 16, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 21, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $4.5M
- Form D file number
- 021-191927
Total compensation was $4,500,000 and this fee was split up so that 85% of the fee ($3,825,000) was paid to Jefferies and 15% of the fee ($675,000) was paid to Ladenburg.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jefferies & Company, Inc. | 2347 | |
| Ladenburg Thalmann & Co. | 505 |
Source: Form D, filed Feb 15, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert A. Baron | Director |
| Thomas E. Beier | Director |
| Phillip Frost | Director, Executive |
| Pascal J. Goldschmidt | Director |
| Jane H. Hsiao | Director, Executive |
| Dmitry Kolosov | Director |
| Richard A. Lerner | Director |
| John A. Paganelli | Director |
| Richard C. Pfenniger, Jr. | Director |
| Juan F. Rodriguez | Executive |
| Steven D. Rubin | Director, Executive |
| Naveed K Shams | Executive |
| Rao Uppaluri | Executive |
| Alice Lin Tsing Yu | Director |
| Alice Lin Tsing Yu | Director |
Issuer details
Industry: Pharmaceuticals (See others in industry)
Address:
4400 Biscayne Blvd.
Miami, FL, 33137
Miami, FL, 33137