Form D · Other Health Care
OPHTHONIX INC
Vista, CA · CIK 0001144344
Offering snapshot reported Nov 1, 2011 · SEC filing
- Reported sold
- $14M Offering amount: $15M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 20, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2011 | Initial | $14,046,415 | No comparison | 5 | SEC filing |
| Jun 10, 2011 | Initial | $2,100,000 | No comparison | 3 | SEC filing |
| Sep 27, 2010 | Initial | $5,393,752 | No comparison | 8 | SEC filing |
| Mar 18, 2010 | Initial | $3,113,636 | No comparison | 5 | SEC filing |
| Dec 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 11, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 16, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 4, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 24, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-168092
Includes estimated amounts receivable by the Issuer upon exercise of certain warrants to purchase the Issuer's Preferred Stock; such warrants have not yet been exercised. Includes amounts paid in cash and pursuant to automatic conversion of indebtedness.
Source: Form D, filed Nov 1, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jim Bergmark | Executive |
| Joseph Lacob | Director |
| Alexis Lukianov | Director |
| Stephen Osbaldeston | Director, Executive |
| Andrew Senyei | Director |
| Kenneth Tang | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1491 Poinsettia Avenue
Vista, CA, 92081
Vista, CA, 92081