Form D · Hedge Fund

Opaleye, L.P.

Boston, MA · CIK 0001391634

Offering snapshot reported Jun 7, 2017 · SEC filing

Reported sold: $42.3M
Investors reported: 62
Minimum accepted: $50K
First sale: Feb 21, 2007

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 7, 2017	Amendment	$42,301,362	No comparison	62	SEC filing
May 18, 2016	Amendment	$40,226,362	$21,075,370vs Dec 23, 2013	55	SEC filing
Dec 23, 2013	Amendment	$19,150,992	$0vs Sep 6, 2013	46	SEC filing
Sep 6, 2013	Amendment	$19,150,992	$2,380,000vs Sep 13, 2012	46	SEC filing
Sep 13, 2012	Amendment	$16,770,992	$1,480,000vs Jan 10, 2012	38	SEC filing
Jan 10, 2012	Amendment	$15,290,992	$878,500vs Aug 17, 2010	36	SEC filing
Aug 17, 2010	Amendment	$14,412,492	$2,224,850vs Aug 17, 2009	35	SEC filing
Aug 17, 2009	Amendment	$12,187,642	No comparison	30	SEC filing
Feb 21, 2007	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-100504

Source: Form D, filed Jun 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OPALEYE, L.P.

Investment adviser: OPALEYE MANAGEMENT INC.

Gross asset value: $789M
Beneficial owners: 63
ADV minimum commitment: $1M

Reported in Form ADV on Feb 19, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING AND ADMINISTRATIVE SERVICES, INC SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor APRIO ADVISORY GROUP NEEDHAM, Massachusetts, United States

Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APRIO ADVISORY GROUP
PCAOB 926

BTIG, LLC
SEC 8-65473

INTERACTIVE BROKERS LLC
SEC 8-47257

BTIG, LLC
CRD 122225 · SEC 8-65473

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 2040289 · Feb 19, 2026 · Schedule D 7.B.(1), fund 805-3446417957

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Opaleye Gp Llc	Promoter
N/A Opaleye Gp Llc	Promoter
Opaleye Management Inc.	Promoter
N/A Opaleye Management Inc.	Promoter
N/A Rrc Management, Llc	Executive
James A Silverman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Boston Place 26 Th Floor
Boston, MA, 02108