Form D · Other Health Care

Ontrak, Inc.

Santa Monica, CA · CIK 0001136174

Offering snapshot reported Nov 12, 2021 · SEC filing

Reported sold
$6.08M
Offering amount: $6.44M
Investors reported
21
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 28, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.04M$6.08MNov 12, 2020: $4,636,261.00Nov 12, 2020Nov 12, 2021: $6,079,118.00Nov 12, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,636,261 → $6,079,118
  • Reported investors18 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2021Amendment$6,079,118$1,442,857vs Nov 12, 202021SEC filing
Nov 12, 2020Initial$4,636,261No comparison18SEC filing
Jan 5, 2017Initial$5,562,796No comparison4SEC filing
Oct 15, 2015Initial$3,553,030No comparison1SEC filing
Apr 30, 2015Initial$2,121,212No comparison4SEC filing
Dec 31, 2014Initial$1,100,000No comparison8SEC filing
Oct 2, 2014Initial$1,500,000No comparison8SEC filing
Jun 13, 2014Initial$1,500,000No comparison9SEC filing
Feb 12, 2014Initial$1,000,000No comparison7SEC filing
Oct 24, 2013Initial$2,639,000No comparison7SEC filing
Apr 24, 2013Initial$1,535,000No comparison6SEC filing
Dec 19, 2012Initial$3,298,500No comparison11SEC filing
Sep 25, 2012Initial$1,719,000No comparison5SEC filing
Apr 25, 2012Initial$3,430,408No comparison6SEC filing
Apr 25, 2012Amendment$975,000$200,000vs Mar 23, 20121SEC filing
Mar 26, 2012Initial$75,000No comparison1SEC filing
Mar 23, 2012Initial$775,000No comparison1SEC filing
Oct 20, 2011Initial$680,000No comparison1SEC filing
Oct 6, 2011Initial$225,000No comparison1SEC filing
Aug 26, 2011Initial$650,000No comparison1SEC filing
Jul 18, 2011Initial$127,500No comparison2SEC filing
Nov 29, 2010Initial$6,948,268No comparison22SEC filing
Nov 2, 2010Initial$500,000No comparison2SEC filing

Offering details

Securities
Equity, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-380281
Amts rounded up
Common stock, including rights granted to receive Stock Consideration in the merger

Source: Form D, filed Nov 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Accordino Executive
Richard A. Anderson Director, Executive
Andrea G. Barthwell Director
Richard A. Berman Director
Marc G. Cummins Director
Peter Donato Executive
Susan Etzel Executive
Gustavo A. Giraldo Director
Gus Giraldo Director
Steve Gorlin Director
Arik Hill Executive
Marvin A. Igelman Director
Marvin Ingelman Director
Steven Kriegsman Director
Brandon H. La Verne Executive
Jonathan Mayhew Executive
Kelly Mc Crann Director
William Mc Lane Executive
Curt Medeiros Executive
Robert Newton Executive
Mary Louise Osborne Executive
James J. Park Executive
Minal Patel Director
Terren S. Peizer Director, Executive
Katherine B. Quinn Director
Robert H. Rebak Director
Rob Rebak Director
Diane Seloff Director
Michael Sherman Director
David Smith Director
Jay A. Wolf Director
Edward J. Zecchini Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
2120 Colorado Ave Suite 230
Santa Monica, CA, 90404