Form D · Other Investment Fund

ONTHREE FUND, LLC

Chicago, IL · CIK 0001495164

Offering snapshot reported Mar 14, 2016 · SEC filing

Reported sold
$45.1M
Indefinite offering
Investors reported
87
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$28.6M$57.3MJun 25, 2010Jun 13, 2011: $6,753,356.00Jun 13, 2012: $48,273,573.00Jun 13, 2012Mar 11, 2014: $54,729,227.00Mar 11, 2014Mar 11, 2015: $57,264,184.00Mar 11, 2015Mar 14, 2016: $45,128,750.00Mar 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 87

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 14, 2016Amendment$45,128,750No comparison87SEC filing
Mar 11, 2015Amendment$57,264,184No comparison85SEC filing
Mar 11, 2014Amendment$54,729,227$6,455,654vs Jun 13, 201274SEC filing
Jun 13, 2012Amendment$48,273,573$41,520,217vs Jun 13, 201160SEC filing
Jun 13, 2011Amendment$6,753,356No comparison17SEC filing
Jun 25, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$24.4K
Finders' fees
$0
Form D file number
021-144079

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
TJM INVESTMENTS, LLC46300TJM INVESTMENTS, LLC · CRD 46300

Source: Form D, filed Mar 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ONTHREE FUND, LLC

Investment adviser: ONTHREE MANAGEMENT, LLC

Gross asset value
$50.2M
Beneficial owners
41
ADV minimum commitment
$250K

Reported in Form ADV on Jun 21, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC MISSISSAUGA, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RYAN & JURASKA CHICAGO, Illinois, United States
Custodian BANK OF AMERICA CHICAGO, Illinois, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer 303 ALTERNATIVES, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

303 ALTERNATIVES, LLC
CRD 166675 · SEC 8-69225

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1025309 · Jun 21, 2016 · Schedule D 7.B.(1), fund 805-2259073330

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Beitler Director
Johan Cornelissen Director
Edward Donnellan Executive
Jeff Kaplan Director
N/A On Three Management, Llc Director
On Three Management, Llc Director
John Page Director
Michael Rane Director
Michael Schwaeber Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
233 S. Wacker Drive Suite 8625
Chicago, IL, 60606