Form D · Other Investment Fund

Onex Dividend Distribution Fund

Toronto, A6 · CIK 0001773511

Offering snapshot reported Sep 8, 2023 · SEC filing

Reported sold
$4.23M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$19.8K
Reported outside-investor minimum
First sale
Mar 31, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.12M$4.23MApr 15, 2020: $346,352.00Apr 15, 2020Apr 7, 2021: $3,211,577.00Apr 7, 2021: $3,211,577.00Apr 6, 2022: $4,178,052.00Apr 6, 2023: $4,224,139.00Apr 24, 2023: $4,228,847.00Sep 8, 2023: $4,233,546.00Sep 8, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,228,847 → $4,233,546

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 8, 2023Amendment$4,233,546$4,699vs Apr 24, 202318SEC filing
Apr 24, 2023Amendment$4,228,847$4,708vs Apr 6, 202318SEC filing
Apr 6, 2023Amendment$4,224,139$46,087vs Apr 6, 202218SEC filing
Apr 6, 2022Amendment$4,178,052$966,475vs Apr 7, 202118SEC filing
Apr 7, 2021Amendment$3,211,577$2,865,225vs Apr 15, 202014SEC filing
Apr 7, 2021Amendment$3,211,577$0vs Apr 7, 202114SEC filing
Apr 15, 2020Initial$346,352No comparison4SEC filing
Apr 15, 2020Initial$346,352No comparison4SEC filing
Apr 11, 2019Initial$110,700No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-365062

Source: Form D, filed Sep 8, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ONEX DIVIDEND DISTRIBUTION FUND

Investment adviser: ONEX CANADA ASSET MANAGEMENT INC.

Gross asset value
$231M
Beneficial owners
830
ADV minimum commitment
$25K

Reported in Form ADV on Apr 23, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLC TORONTO, Canada
Custodian BMO NESBITT BURNS TORONTO, ONTARIO, Canada Related to adviser: No
Custodian CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada Related to adviser: No
Custodian RBC INVESTOR SERVICES TRUST TORONTO, Canada Related to adviser: No
Prime broker BMO NESBITT BURNS TORONTO, ONTARIO, Canada
Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLC
PCAOB 271

Filing source

Form ADV 1868779 · Apr 23, 2024 · Schedule D 7.B.(1), fund 805-9020700758

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gluskin Sheff + Associates Inc. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
130 Adelaide Street W Suite 200
Toronto, A6, M5H 3P5