Form D · Private Equity Fund

One Tower Baklava, LLC

West Conshohocken, PA · CIK 0001837128

Offering snapshot reported Dec 16, 2021 · SEC filing

Reported sold: $18.9M
Investors reported: 117
Minimum accepted: $0
First sale: Dec 2, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$8,320,000 → $18,915,000
Reported investors72 → 117
Minimum accepted$10,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 16, 2021	Amendment	$18,915,000	$10,595,000vs Jan 4, 2021	117	SEC filing
Jan 4, 2021	Initial	$8,320,000	No comparison	72	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-385116

Source: Form D, filed Dec 16, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ONE TOWER BAKLAVA, LLC

Investment adviser: SAGE ADVISORS, LLC

Gross asset value: $127K
Beneficial owners: 97
ADV minimum commitment: $250K

Reported in Form ADV on Jul 13, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX GROUP LTD. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KREISCHER MILLER HORSHAM, Pennsylvania, United States

Custodian FVC BANK FAIRFAX, Virginia, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KREISCHER MILLER
PCAOB 1110

Filing source

Form ADV 1757516 · Jul 13, 2023 · Schedule D 7.B.(1), fund 805-9676558722

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kimberly M. Crowley	Executive
Mimi Drake	Director, Executive
Adam Landau	Executive
One Tower Gp, Llc	Executive, Promoter
Permit Capital Advisors, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Front Street Suite 940
West Conshohocken, PA, 19428