Form D · Private Equity Fund

One Rock Capital Partners III, LP

New York, NY · CIK 0001807141

Offering snapshot reported Oct 28, 2020 · SEC filing

Reported sold: $1.72B
Investors reported: 177
Minimum accepted: $0
First sale: Apr 6, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 177

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 28, 2020	Amendment	$1,721,140,390	No comparison	177	SEC filing
Mar 19, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.5M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-363297

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
None	145115	Moelis & Company LLP

Source: Form D, filed Oct 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ONE ROCK CAPITAL PARTNERS III, LP

Investment adviser: ONE ROCK CAPITAL PARTNERS, LLC

Gross asset value: $2.24B
Beneficial owners: 210
ADV minimum commitment: $5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GP FUND SOLUTIONS, LLC LATHAM, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian BMO BANK N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer FB ADVISERS LIMITED LONDON, United Kingdom Related to adviser: No

Marketer MITSUBISHI UFJ TRUST & BANKING CORP. TOKYO, Japan Related to adviser: No

Marketer MOELIS & COMPANY LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BMO BANK N.A.
LEI 3Y4U8VZURTYWI1W2K376

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

MOELIS & COMPANY LLC
CRD 145115 · SEC 8-67705

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 2056859 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-6184451183

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
One Rock Capital Partners, LP	Mar 4, 2013	$147,000,000	12
One Rock Capital Partners II, LP	Mar 24, 2017	Yet to sell	0
One Rock Capital Partners III, LP (this fund)	Oct 28, 2020	$1,721,140,390	177
One Rock Capital Partners IV, LP	Mar 24, 2025	$2,180,415,916	124

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tony W. Lee	Executive
N/A One Rock Capital Partners Iii Gp, Llc	Promoter
R. Scott Spielvogel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Rock Capital Partners, Llc 30 Rockefeller Plaza, 54 Th Floor
New York, NY, 10112