Form D · Biotechnology
Oncothyreon Inc.
Seattle, WA · CIK 0001412067
Offering snapshot reported Aug 15, 2014 · SEC filing
- Reported sold
- $22.9M Offering amount: $22.9M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 8, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 15, 2014 | Initial | $22,861,428 | No comparison | 5 | SEC filing |
| Feb 17, 2011 | Initial | $150,000 | No comparison | 1 | SEC filing |
| Oct 6, 2010 | Initial | $14,850,045 | No comparison | 17 | SEC filing |
| Jul 15, 2010 | Initial | $200,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-223047
The securities were issued in connection with a merger, the consideration of which was the exchange of the target's securities for issuer securities.
Source: Form D, filed Aug 15, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Christianson | Executive |
| Julia Eastland | Executive |
| Diana Hausman | Executive |
| Christopher Henney | Director |
| Richard Jackson | Director |
| Shashi K. Karan | Executive |
| Robert L. Kirkman | Director, Executive |
| Ted W. Love | Director |
| Scott Peterson | Executive |
| Daniel Spiegelman | Director |
| W. Vickery Stoughton | Director |
| Jay Venkatesan | Executive |
| Douglas Williams | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
2601 Fourth Avenue Suite 500
Seattle, WA, 98121
Seattle, WA, 98121