Form D · Commercial Banking
Old O'Brien Banc Shares, Inc.
Sutherland, IA · CIK 0001782413
Offering snapshot reported Jul 16, 2019 · SEC filing
- Reported sold
- $10.6M Offering amount: $10.6M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 16, 2019 | Initial | $10,607,128 | No comparison | 23 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-344406
The amounts listed above are the aggregate of (i) the number of shares issued to shareholders of R & J Financial Corporation, Inc. in the transaction, multiplied by (ii) the price per share determined by a third-party valuation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed Jul 16, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Darin Johnson | Director, Executive |
| James Johnson | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
109 West Second Street
Sutherland, IA, 51058
Sutherland, IA, 51058