Form D · Other
OGLALA SIOUX TRIBE of the Pine Ridge Indian Reservation, South Dakota
Pine Ridge, SD · CIK 0001422871
Offering snapshot reported Sep 11, 2012 · SEC filing
- Reported sold
- $6.09M Offering amount: $6.09M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 31, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 11, 2012 | Initial | $6,085,000 | No comparison | 16 | SEC filing |
| Apr 28, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $188K
- Finders' fees
- $0
- Form D file number
- 021-183950
Placement agent fee
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| D.A. Davidson & Co. | 199 | D.A. Davidson & Co. · CRD 199 |
Source: Form D, filed Sep 11, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James "Toby" Big Boy | Director |
| Mason Big Crow | Executive |
| Debbie Blue Bird | Director |
| Ruth Brown | Director |
| Ella "John" Carlow | Director |
| James Cross | Director |
| Craig Dillon | Director |
| Donn Fire Thunder | Director |
| Kathy Janis | Director |
| Valerie Kills Small Janis | Director |
| Paul Little | Director |
| Sonia Little Hawk Weston | Director |
| Elaine Martinez | Director |
| Jim Meeks | Director |
| Thomas Poor Bear | Executive |
| Myron Pourier | Executive |
| Irv Provost | Director |
| Robin Tapio | Director |
| Beverly Tuttle | Director |
| Rhonda Two Eagle | Executive |
| Austin Watkins | Director |
| Scott Weston | Director |
| Kevin Yellow Bird Steele | Director |
| John Yellow Bird Steele | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Oglala Sioux Tribal Building Highway 18
Pine Ridge, SD, 57770
Pine Ridge, SD, 57770