Form D · Computers
OCZ TECHNOLOGY GROUP INC
San Jose, CA · CIK 0001355128
Offering snapshot reported Aug 28, 2013 · SEC filing
- Reported sold
- $13.1M Offering amount: $13.1M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $40K Reported outside-investor minimum
- First sale
- Aug 13, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 28, 2013 | Initial | $13,098,500 | No comparison | 24 | SEC filing |
| Mar 29, 2011 | Initial | $31,704,000 | No comparison | 52 | SEC filing |
| Nov 12, 2010 | Initial | $22,000,001 | No comparison | 34 | SEC filing |
| Apr 6, 2010 | Initial | $15,466,986 | No comparison | 30 | SEC filing |
| Jun 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 21, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.06M
- Finders' fees
- $0
- Form D file number
- 021-202024
Placement agent fees
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Roth Capital Partners, LLC | 15407 | |
| Cowen and Company, LLC | 7616 |
Source: Form D, filed Aug 28, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Adam Epstein | Director |
| Richard Hunter | Director |
| Arthur Knapp | Executive |
| Russell Knittel | Director |
| Alex Mei | Executive |
| Ryan Petersen | Director, Executive |
| Ryan Peterson | Director, Executive |
| Sunit Saxena | Director |
| Ralph Schmitt | Director |
| Richard Singh | Executive |
| Kerry Smith | Director, Executive |
| Rafael Torres | Executive |
Issuer details
Industry: Computers (See others in industry)
Address:
6373 San Ignacio Avenue
San Jose, CA, 95119
San Jose, CA, 95119