Form D · Hedge Fund

Octavian TE Fund, LP

New York, NY · CIK 0001492589

Offering snapshot reported Jun 5, 2012 · SEC filing

Reported sold: $224M
Investors reported: 31
Minimum accepted: $5M
First sale: Oct 2, 2006

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 5, 2012	Amendment	$224,495,404	$0vs May 27, 2011	31	SEC filing
May 27, 2011	Amendment	$224,495,404	$0vs Jul 14, 2010	31	SEC filing
Jul 14, 2010	Initial	$224,495,404	No comparison	31	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-144901

Source: Form D, filed Jun 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCTAVIAN TE FUND, LP

Investment adviser: OCTAVIAN ADVISORS, LP

Gross asset value: $36M
Beneficial owners: 26
ADV minimum commitment: $5M

Reported in Form ADV on Jun 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (SAN FRANCISCO) INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 742739 · Jun 26, 2013 · Schedule D 7.B.(1), fund 805-8182189577

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard A. Hurowitz	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

745 Fifth Avenue
New York, NY, 10022