Form D · Hedge Fund

Octavian Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001493796

Offering snapshot reported Jul 3, 2012 · SEC filing

Reported sold
$163M
Indefinite offering
Investors reported
50
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$81.6M$163MJul 14, 2010: $70,350,000.00Jul 14, 2010May 27, 2011: $70,350,000.00May 27, 2011Jun 5, 2012: $70,350,000.00Jul 3, 2012: $163,183,397.00Jul 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$70,350,000 → $163,183,397
  • Reported investors26 → 50

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2012Amendment$163,183,397$92,833,397vs Jun 5, 201250SEC filing
Jun 5, 2012Amendment$70,350,000$0vs May 27, 201126SEC filing
May 27, 2011Amendment$70,350,000$0vs Jul 14, 201026SEC filing
Jul 14, 2010Initial$70,350,000No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144897

Source: Form D, filed Jul 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCTAVIAN OFFSHORE FUND, LTD.

Investment adviser: OCTAVIAN ADVISORS, LP

Gross asset value
$282M
Beneficial owners
116
ADV minimum commitment
$5M

Reported in Form ADV on Jun 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 742739 · Jun 26, 2013 · Schedule D 7.B.(1), fund 805-2808641865

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Roger Hanson Director
Richard A. Hurowitz Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Regatta Office Park, West Bay Road C/O Citco, Windward
Grand Cayman, E9, KY1-1205