Form D · Hedge Fund
O'Connor Global Multi-Strategy Alpha WM LLC (Class WM-2 Interests)
Chicago, IL · CIK 0001545316
Offering snapshot reported Mar 30, 2012 · SEC filing
- Reported sold
- $94.3M Indefinite offering
- Investors reported
- 310 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 1, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 30, 2012 | Initial | $94,308,131 | No comparison | 310 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $16.7K (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-175949
Includes sales commissions paid to all placement agents listed in this Form D.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Global Asset Management (Americas) Inc. | None | |
| UBS Financial Services Inc. | None |
Source: Form D, filed Mar 30, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Phillip Dickie | Director |
| William J. Ferri | Director |
| Ubs O?Connor Llc Ubs O?Connor Llc | Executive |
| William E.J. Walmsley | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One North Wacker Drive, 32 Nd Floor
Chicago, IL, 60606
Chicago, IL, 60606