Form D · Other
OceanPal Inc.
Athens, J3 · CIK 0001869467
Offering snapshot reported Feb 23, 2023 · SEC filing
- Reported sold
- $15.2M Offering amount: $15.2M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 10, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 23, 2023 | Initial | $15,150,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.14M (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-474162
This reflects total fees paid to the placement agent (Maxim Group LLC) in connection with the placement of privately placed warrants sold pursuant to Reg D and other securities concurrently offered pursuant to an effective 1933 Act Regulation Statement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Maxim Group LLC | 120708 |
Source: Form D, filed Feb 23, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alexios Chrysochoidis | Director |
| Semiramis Paliou | Director |
| Eleftherios Papatrifon | Director |
| Robert Jonathan Perri | Executive |
| Grigorios Filippos Psaltis | Director |
| Styliani Alexandra Sougioultzoglou | Director |
| Nikolaos Veraros | Director |
| Ioannis Zafirakis | Director |
Issuer details
Industry: Other (See others in industry)
Address:
Pendelis 26 Palaio Faliro
Athens, J3, 175 64
Athens, J3, 175 64