Form D · Other

OceanGate Inc

Everett, WA · CIK 0001559118

Offering snapshot reported Jan 14, 2020 · SEC filing

Reported sold
$18.1M
Offering amount: $18.1M
Investors reported
22
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 31, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.66M$19.3MJan 9, 2020: $19,312,808.00Jan 9, 2020Jan 10, 2020: $18,100,641.00Jan 10, 2020Jan 14, 2020: $18,100,641.00Jan 14, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2020Amendment$18,100,641$0vs Jan 10, 202022SEC filing
Jan 10, 2020Amendment$18,100,641-$1,212,167vs Jan 9, 202022SEC filing
Jan 9, 2020Initial$19,312,808No comparison22SEC filing
Apr 2, 2019InitialYet to sellNo comparison0SEC filing
Dec 22, 2017InitialYet to sellNo comparison0SEC filing
Oct 23, 2017Amendment$4,000,000$2,400,000vs Jul 12, 20167SEC filing
Jul 12, 2016Amendment$1,600,000$1,000,000vs Jul 1, 20164SEC filing
Jul 1, 2016Initial$600,000No comparison3SEC filing
May 13, 2015Initial$2,975,000No comparison8SEC filing
Dec 17, 2013InitialYet to sellNo comparison0SEC filing
Sep 27, 2012Initial$1,736,682No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-357588

Source: Form D, filed Jan 14, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Geoffrey Barker Director
Mike Furlotti Director
Michael Furlotti Director
Doug Gorder Executive
Colleen Hahn Executive
John Lockwood Director
Neil Mc Curdy Executive
Joel Perry Executive
Dianna Raedle Director
Richard Stockton Rush Director, Executive
R Stockton Rush Director, Executive, Promoter
Stockton Rush Director, Executive, Promoter
Bob Shuman Executive
Jim Snyder Director
Guillermo Sohnlein Director, Executive
Lee Thompson Director

Issuer details

Industry: Other (See others in industry)

Address:
1205 Craftsman Way Suite 112
Everett, WA, 98201