Form D · REITS and Finance
Ocean View NY Holdings Trust, LLC
Denver, CO · CIK 0001962072
Offering snapshot reported Jan 26, 2023 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 12, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 26, 2023 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $18K
- Finders' fees
- $0
- Form D file number
- 021-471821
12.0% Preferred Units
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jeffrey Marc Rubin | 7328367 | A5 Securities LLC · CRD 288410 |
| Gary Alan Cutson | 6119195 | A5 Securities LLC · CRD 288410 |
Source: Form D, filed Jan 26, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charlie Martin | Executive |
| Kevin Rohnstock | Executive |
| Steven S. Siegel | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
100 St. Paul Street, Suite 800
Denver, CO, 80206
Denver, CO, 80206