Form D · Other Energy
Ocean Thermal Energy Corp
Lancaster, PA · CIK 0001531272
Offering snapshot reported May 2, 2014 · SEC filing
- Reported sold
- $86.7K Offering amount: $7.65M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Mar 14, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 2, 2014 | Initial | $86,700 | No comparison | 4 | SEC filing |
| Oct 4, 2013 | Initial | $150,250 | No comparison | 0 | SEC filing |
| Apr 25, 2013 | Amendment | $5,256,609 | $5,156,609vs Oct 3, 2011 | 181 | SEC filing |
| Mar 20, 2012 | Amendment | $250,000 | No comparison | 4 | SEC filing |
| Mar 12, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 3, 2011 | Initial | $100,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-216741
Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward Baer | Director, Executive |
| William M Buchan | Executive |
| Frank Di Cola | Director |
| Jeremy P. Feakins | Director, Executive |
| James D. Greenberg | Director, Executive |
| Ted Johnson | Executive |
| Gerald S. Koenig | Executive |
| Steve Oney | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
800 South Queen Street
Lancaster, PA, 17603
Lancaster, PA, 17603