Form D · Hedge Fund

Ocean Partners LLC

Chatham, NJ · CIK 0001319621

Offering snapshot reported Jun 23, 2023 · SEC filing

Reported sold: $27M
Investors reported: 82
Minimum accepted: $500K
First sale: Jan 1, 1997

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$27,014,026 → $27,026,026

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 23, 2023	Amendment	$27,026,026	$12,000vs May 17, 2022	82	SEC filing
May 12, 2023	Amendment	$27,026,026	$12,000vs May 17, 2022	82	SEC filing
May 17, 2022	Amendment	$27,014,026	$0vs May 19, 2021	82	SEC filing
May 19, 2021	Amendment	$27,014,026	$0vs May 21, 2020	82	SEC filing
May 21, 2020	Amendment	$27,014,026	$0vs May 22, 2019	21	SEC filing
May 22, 2019	Amendment	$27,014,026	$229,562vs Dec 14, 2017	82	SEC filing
Dec 14, 2017	Amendment	$26,784,464	$0vs Dec 13, 2017	82	SEC filing
Dec 13, 2017	Amendment	$26,784,464	$1,000vs Jul 1, 2016	82	SEC filing
Jul 1, 2016	Amendment	$26,783,464	$93,291vs Jul 16, 2015	81	SEC filing
Jul 16, 2015	Amendment	$26,690,173	$331,196vs Jul 17, 2014	81	SEC filing
Jul 17, 2014	Amendment	$26,358,977	$1,818,033vs Aug 3, 2009	80	SEC filing
Jul 13, 2012	Amendment	$25,381,062	$840,118vs Aug 3, 2009	79	SEC filing
Sep 21, 2010	Amendment	$24,712,908	$171,964vs Aug 3, 2009	84	SEC filing
Aug 3, 2009	Amendment	$24,540,944	No comparison	84	SEC filing
Feb 28, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-74571

Source: Form D, filed Jun 23, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEAN PARTNERS, LLC

Investment adviser: SEELAUS ASSET MANAGEMENT, LLC

Gross asset value: $4.01M
Beneficial owners: 17
ADV minimum commitment: $250K

Reported in Form ADV on Jul 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ANCHIN BLOCK & ANCHIN, LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ANCHIN BLOCK & ANCHIN, LLP
PCAOB 168

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1773444 · Jul 6, 2023 · Schedule D 7.B.(1), fund 805-6680958990

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kenneth Klein	Executive
Anneliese Mitnick	Executive
James P. O'mealia	Director
Karolina Pajdak	Executive
Benjamin Seelaus	Executive
Seelaus Asset Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

26 Main Street, Suite 304
Chatham, NJ, 07928