Form D · Hedge Fund

Ocean Lane Global Fund

Miami, FL · CIK 0001581832

Offering snapshot reported Apr 12, 2018 · SEC filing

Reported sold: $21.4M
Investors reported: 16
Minimum accepted: $250K
First sale: Aug 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$20,987,025 → $21,432,188
Reported investors8 → 16

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 12, 2018	Amendment	$21,432,188	$445,163vs Feb 16, 2017	16	SEC filing
Feb 16, 2017	Initial	$20,987,025	No comparison	8	SEC filing
Apr 11, 2016	Initial	$21,567,416	No comparison	17	SEC filing
May 4, 2015	Amendment	$21,286,196	No comparison	7	SEC filing
Jul 19, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-280817

Source: Form D, filed Apr 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEAN LANE GLOBAL FUND

Investment adviser: NOCTUA INTERNATIONAL WMG, LLC

Gross asset value: $21.4M
Beneficial owners: 16
ADV minimum commitment: $250K

Reported in Form ADV on Jun 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1227156 · Jun 29, 2018 · Schedule D 7.B.(1), fund 805-4460369444

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Na Ocean Lane Capital Llc	Executive
Daniel Rottenberg	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1450 Brickell Avenue Suite 1420
Miami, FL, 33131