Form D · Private Equity Fund

Ocean Alliance III, L.P.

West Kowloon, K3 · CIK 0001822893

Offering snapshot reported Nov 2, 2020 · SEC filing

Reported sold
$256M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 18, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$128M$256MSep 1, 2020: $256,194,387.00Sep 1, 2020Nov 2, 2020: $256,194,387.00Nov 2, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 2, 2020Amendment$256,194,387$0vs Sep 1, 202015SEC filing
Sep 1, 2020Initial$256,194,387No comparison15SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$375K (estimated)
Finders' fees
$0
Form D file number
021-374597
The total amount sold and the number of investor only reflect sales made to persons in the United States.
Limited Partnership Interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneMercury Capital Advisors · CRD 152338

Source: Form D, filed Nov 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCEAN ALLIANCE III, L.P.

Investment adviser: OCEAN LINK PARTNERS II LIMITED

Gross asset value
$566M
Beneficial owners
34
ADV minimum commitment
$5M

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES (ASIA) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. CAYMAN BAY, Cayman Islands
Custodian DBS BANK LTD SINGAPORE, Singapore Related to adviser: No
Marketer MERCURY CAPITAL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LTD.
PCAOB 1655

MERCURY CAPITAL ADVISORS, LLC
CRD 152338 · SEC 8-68442

Filing source

Form ADV 2083205 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-4130398283

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tianyi Jiang Director
N/A Ocean Alliance Iii Company Limited, Executive, Promoter
Nanyan Zheng Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Room 1220, Unit 02 A, 12/F Internationalcommerce Ctr, 1 Austin Rd.
West Kowloon, K3, 00000