Form D · Private Equity Fund
Ocean Alliance III, L.P.
West Kowloon, K3 · CIK 0001822893
Offering snapshot reported Nov 2, 2020 · SEC filing
- Reported sold
- $256M Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 18, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2020 | Amendment | $256,194,387 | $0vs Sep 1, 2020 | 15 | SEC filing |
| Sep 1, 2020 | Initial | $256,194,387 | No comparison | 15 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $375K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-374597
The total amount sold and the number of investor only reflect sales made to persons in the United States.
Limited Partnership Interests
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Mercury Capital Advisors · CRD 152338 |
Source: Form D, filed Nov 2, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OCEAN ALLIANCE III, L.P.
Investment adviser: OCEAN LINK PARTNERS II LIMITED
- Gross asset value
- $566M
- Beneficial owners
- 34
- ADV minimum commitment
- $5M
Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LTD.
PCAOB 1655
MERCURY CAPITAL ADVISORS, LLC
CRD 152338 · SEC 8-68442
Filing source
Form ADV 2083205 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-4130398283
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tianyi Jiang | Director |
| N/A Ocean Alliance Iii Company Limited, | Executive, Promoter |
| Nanyan Zheng | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:West Kowloon, K3, 00000