Form D · Hedge Fund

OCCO EASTERN EUROPEAN FUND

George Town, E9 · CIK 0001307088

Offering snapshot reported Nov 25, 2020 · SEC filing

Reported sold
$282M
Indefinite offering
Investors reported
35
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 2, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$141M$282MMar 17, 2009: $4,450,000.00Mar 17, 2009Mar 11, 2010: $5,322,229.00Jul 27, 2010: $5,872,228.00Jul 25, 2011: $100,483,100.00Jul 25, 2012: $127,733,100.00Jul 25, 2013: $127,783,075.00Nov 6, 2013: $178,083,065.00Jul 23, 2014: $236,098,112.00Jul 22, 2015: $244,289,112.00Jul 19, 2016: $255,004,673.00Jul 10, 2017: $258,504,673.00Dec 1, 2017: $258,504,673.00Nov 30, 2018: $263,525,878.00Nov 27, 2019: $263,525,878.00Nov 25, 2020: $281,625,878.00Nov 25, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$263,525,878 → $281,625,878

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 25, 2020Amendment$281,625,878$18,100,000vs Nov 27, 201935SEC filing
Nov 27, 2019Amendment$263,525,878$0vs Nov 30, 201835SEC filing
Nov 30, 2018Amendment$263,525,878$5,021,205vs Dec 1, 201735SEC filing
Dec 1, 2017Amendment$258,504,673$0vs Jul 10, 201735SEC filing
Jul 10, 2017Amendment$258,504,673$3,500,000vs Jul 19, 201635SEC filing
Jul 19, 2016Amendment$255,004,673$10,715,561vs Jul 22, 201532SEC filing
Jul 22, 2015Amendment$244,289,112$8,191,000vs Jul 23, 201432SEC filing
Jul 23, 2014Amendment$236,098,112$58,015,047vs Nov 6, 201332SEC filing
Nov 6, 2013Amendment$178,083,065$50,299,990vs Jul 25, 201327SEC filing
Jul 25, 2013Amendment$127,783,075$49,975vs Jul 25, 201223SEC filing
Jul 25, 2012Amendment$127,733,100$27,250,000vs Jul 25, 201117SEC filing
Jul 25, 2011Amendment$100,483,100$94,610,872vs Jul 27, 201016SEC filing
Jul 27, 2010Amendment$5,872,228$1,422,228vs Mar 17, 20093SEC filing
Mar 11, 2010Amendment$5,322,229$872,229vs Mar 17, 20092SEC filing
Mar 17, 2009Amendment$4,450,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-70581
Amounts reported under Items 13 and 14 reflect investments by U.S. residents only.

Source: Form D, filed Nov 25, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCCO EASTERN EUROPEAN FUND

Investment adviser: FIERA CAPITAL (IOM) LIMITED

Gross asset value
$180M
Beneficial owners
82
ADV minimum commitment
$100K

Reported in Form ADV on Nov 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DESIGNATED ACTIVITY COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian THE BANK OF NEW YORK MELLON SA/NV, LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

Filing source

Form ADV 1574089 · Nov 1, 2021 · Schedule D 7.B.(1), fund 805-7255998398

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wladyslaw T. Bartoszewski Director
Steven Andrew Ralph Bates Director
Steven Andrew Ralph Bates Director
Stefan Bottcher Director
Nigel Jonathan Bradley Director
Nigel Jonathan Bradley Director
Erwin Brunner Director
N/A N/A Charlemagne Capital (Iom) Limited Promoter
N/A N/A Fiera Capital (Iom) Limited Promoter
N/A Fiera Capital (Uk) Limited Promoter
Adrian Jones Director
Oswald Reim Director
Anderson Whamond Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples And Calder, Ugland House South Church St., P.O. Box 309 Gt
George Town, E9, 00000