Form D · Hedge Fund

OCA Strategos RMBS Fund

New York, NY · CIK 0001587547

Offering snapshot reported Oct 4, 2016 · SEC filing

Reported sold: $336M
Investors reported: 139
Minimum accepted: $1M
First sale: Apr 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$325,780,799 → $335,520,799
Reported investors136 → 139

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 4, 2016	Amendment	$335,520,799	$9,740,000vs Oct 8, 2015	139	SEC filing
Oct 8, 2015	Amendment	$325,780,799	$33,489,000vs Oct 3, 2014	136	SEC filing
Oct 3, 2014	Amendment	$292,291,799	$33,310,300vs Oct 2, 2013	120	SEC filing
Oct 2, 2013	Initial	$258,981,499	No comparison	120	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-203888

Source: Form D, filed Oct 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCA STRATEGOS RMBS FUND LLC

Investment adviser: OFFIT CAPITAL ADVISORS LLC

Gross asset value: $263M
Beneficial owners: 152
ADV minimum commitment: $1M

Reported in Form ADV on Jul 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION ( CAYMAN ISLANDS ) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian WELLS FARGO NA COLUMBIA, Maryland, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1125694 · Jul 6, 2017 · Schedule D 7.B.(1), fund 805-8449696954

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Mark C. Abrahamsen	Executive
Thomas F. Carrier	Executive
Christine Jurinich	Executive
Igal Litovsky	Executive
Morris W. Offit	Executive
Daniel W. Offit	Executive
Ned S. Offit	Executive
N/A Offit Capital Advisors Llc	Executive
Todd E. Petzel	Executive
Vincent M. Rella	Executive
Jessica L. Trask	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

485 Lexington Avenue 24 Th Floor
New York, NY, 10017