Form D · Hedge Fund

OCA EA Fund LLC

New York, NY · CIK 0001470321

Offering snapshot reported Apr 3, 2013 · SEC filing

Reported sold
$8.5M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.25M$8.5MSep 10, 2009: $6,000,000.00Sep 10, 2009Jul 19, 2010: $8,500,000.00Jul 19, 2010Apr 3, 2013: $8,500,000.00Apr 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 3, 2013Amendment$8,500,000$0vs Jul 19, 20103SEC filing
Jul 19, 2010Amendment$8,500,000$2,500,000vs Sep 10, 20093SEC filing
Sep 10, 2009Initial$6,000,000No comparison1SEC filing

Offering details

Securities
Other
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-134286
Limited Liability Company Interests

Source: Form D, filed Apr 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OCA EA FEEDER FUND LLC

Investment adviser: OFFIT CAPITAL ADVISORS LLC

Gross asset value
$2.59M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Aug 7, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian JP MORGAN NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 749695 · Aug 7, 2013 · Schedule D 7.B.(1), fund 805-7721251578

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark C. Abrahamsen Executive
Marc Baum Executive
Anthony R. Bienstock Executive
Thomas F. Carrier Executive
Christine Jurinich Executive
Morris W. Offit Executive
Ned S. Offit Executive
Daniel W. Offit Executive
Llc Offit Capital Advisors Executive
N/A Offit Capital Advisors Llc Executive
Todd E. Petzel Executive
Vincent M. Rella Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
485 Lexington Avenue 24th Floor
New York, NY, 10017