Form D · Hedge Fund

OC Opportunities Fund, L.P.

New York, NY · CIK 0001709054

Offering snapshot reported Nov 27, 2020 · SEC filing

Reported sold
$227M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 23, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$114M$227MJun 15, 2017: $171,002,764.00Jun 15, 2017Dec 1, 2017: $171,002,764.00Nov 30, 2018: $177,024,764.00Nov 30, 2018Nov 27, 2019: $227,024,764.00Nov 27, 2019Nov 27, 2020: $227,024,764.00Nov 27, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 27, 2020Amendment$227,024,764$0vs Nov 27, 201930SEC filing
Nov 27, 2019Amendment$227,024,764$50,000,000vs Nov 30, 201830SEC filing
Nov 30, 2018Amendment$177,024,764$6,022,000vs Dec 1, 201730SEC filing
Dec 1, 2017Amendment$171,002,764$0vs Jun 15, 201725SEC filing
Jun 15, 2017Initial$171,002,764No comparison25SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$193K
Finders' fees
$0
Form D file number
021-288791

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Owl Creek Asset Management Marketing, LLC38008

Source: Form D, filed Nov 27, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OC OPPORTUNITIES FUND, L.P.

Investment adviser: OWL CREEK ASSET MANAGEMENT, L.P.

Gross asset value
$313M
Beneficial owners
32
ADV minimum commitment
$5M

Reported in Form ADV on Mar 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGE TOWN, Cayman Islands
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS FINANCIAL MARKETS, L.P. WILMINGTON, Delaware, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Marketer OWL CREEK ASSET MANAGEMENT MARKETING, LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS FINANCIAL MARKETS, L.P.
LEI VF1AUT09OCSW5Y7OE568

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

OWL CREEK ASSET MANAGEMENT MARKETING, LLC
CRD 38008 · SEC 8-48028

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1395582 · Mar 24, 2020 · Schedule D 7.B.(1), fund 805-7500703596

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeffrey A. Altman Executive
Owl Creek Advisors, Llc Executive
Owl Creek Asset Management, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
640 Fifth Avenue 20 Th Floor
New York, NY, 10019