Form D · Hedge Fund

OC 520 Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001528532

Offering snapshot reported Apr 3, 2013 · SEC filing

Reported sold
$90.8M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 10, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$45.4M$90.8MAug 30, 2011: $56,500,000.00Aug 30, 2011Sep 13, 2011: $64,085,000.00Oct 5, 2011: $66,385,000.00Jan 9, 2012: $66,605,000.00Feb 9, 2012: $68,525,000.00Apr 11, 2012: $68,775,000.00Dec 5, 2012: $88,545,000.00Jan 24, 2013: $88,475,000.00Feb 15, 2013: $89,495,000.00Mar 11, 2013: $90,395,000.00Apr 3, 2013: $90,775,000.00Apr 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$90,395,000 → $90,775,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 3, 2013Amendment$90,775,000$380,000vs Mar 11, 201325SEC filing
Mar 11, 2013Amendment$90,395,000$900,000vs Feb 15, 201325SEC filing
Feb 15, 2013Amendment$89,495,000$1,020,000vs Jan 24, 201325SEC filing
Jan 24, 2013Amendment$88,475,000-$70,000vs Dec 5, 201224SEC filing
Dec 5, 2012Amendment$88,545,000$19,770,000vs Apr 11, 201224SEC filing
Nov 16, 2012Initial$73,755,000No comparison23SEC filing
Nov 16, 2012Initial$85,885,000No comparison24SEC filing
Nov 16, 2012Initial$74,835,000No comparison23SEC filing
Nov 16, 2012Initial$73,645,000No comparison23SEC filing
Nov 16, 2012Initial$73,965,000No comparison23SEC filing
Nov 16, 2012Initial$71,225,000No comparison23SEC filing
Nov 16, 2012Initial$71,295,000No comparison23SEC filing
Nov 16, 2012Initial$71,625,000No comparison23SEC filing
Nov 16, 2012Initial$71,835,000No comparison23SEC filing
Nov 16, 2012Initial$71,895,000No comparison23SEC filing
Nov 16, 2012Initial$72,125,000No comparison23SEC filing
Nov 16, 2012Initial$72,215,000No comparison23SEC filing
Nov 16, 2012Initial$72,835,000No comparison23SEC filing
Oct 10, 2012Initial$70,435,000No comparison23SEC filing
Sep 12, 2012Initial$69,685,000No comparison23SEC filing
Apr 11, 2012Amendment$68,775,000$250,000vs Feb 9, 201223SEC filing
Feb 9, 2012Amendment$68,525,000$1,920,000vs Jan 9, 201223SEC filing
Jan 9, 2012Amendment$66,605,000$220,000vs Oct 5, 201123SEC filing
Oct 5, 2011Amendment$66,385,000$2,300,000vs Sep 13, 201123SEC filing
Sep 13, 2011Amendment$64,085,000$7,585,000vs Aug 30, 201122SEC filing
Aug 30, 2011Initial$56,500,000No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-165099

Source: Form D, filed Apr 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OC 520 OFFSHORE FUND LTD

Investment adviser: CONSTELLATION INVESTIMENTOS E PARTICIPAC?ES LTDA

Gross asset value
$39.4M
Beneficial owners
19
ADV minimum commitment
$100K

Reported in Form ADV on Aug 14, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON SERVIÇOS FINANCEIROS DISTRIBUIDORA DE TÍTULOS E VALORES MOBILIÁRIOS RIO DE JANEIRO, Brazil Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian BNY MELLON SERVIÇOS FINANCEIROS DISTRIBUIDORA DE TÍTULOS E VALORES MOBILIÁRIOS RIO DE JANEIRO, Brazil Related to adviser: No
Custodian GOLDMAN SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Custodian UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No
Prime broker BNY MELLON SERVIÇOS FINANCEIROS DISTRIBUIDORA DE TÍTULOS E VALORES MOBILIÁRIOS RIO DE JANEIRO, Brazil
Prime broker GOLDMAN SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 941286 · Aug 14, 2015 · Schedule D 7.B.(1), fund 805-3703218433

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Levin Director
James Rankin Director
Alex Rodrigues Director
Kevin Coonanayagam Williams Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ubs House, 227 Elgin Avenue, Po Box 852
Grand Cayman, E9, KY1-1103