Form D · Hedge Fund

Obsidian Tail Risk Fund Ltd.

New York, NY · CIK 0001615412

Offering snapshot reported Jul 31, 2014 · SEC filing

Reported sold: $12M
Investors reported: 14
Minimum accepted: $100K
First sale: May 12, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 31, 2014	Initial	$12,010,000	No comparison	14	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-222102

Source: Form D, filed Jul 31, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OBSIDIAN TAIL RISK FUND LTD.

Investment adviser: BLACKROCK FINANCIAL MANAGEMENT, INC

Gross asset value: $476K
Beneficial owners: 0
ADV minimum commitment: $100K

Reported in Form ADV on Feb 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE CAYMAN GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer BLACKROCK INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BLACKROCK INVESTMENTS, LLC
CRD 38642 · SEC 8-48436

Filing source

Form ADV 967545 · Feb 29, 2016 · Schedule D 7.B.(1), fund 805-6305378034

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ian Pilgrim	Director
W. William Woods	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

55 East 52 Nd Street
New York, NY, 10055