Form D · Other Investment Fund

OASIS Term Liquidity Fund LLC

Chicago, IL · CIK 0001825488

Offering snapshot reported Sep 26, 2023 · SEC filing

Reported sold
$1.22B
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 9, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$612M$1.22BSep 24, 2020: $8,000,000.00Sep 24, 2020Sep 26, 2023: $1,224,670,680.00Sep 26, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,000,000 → $1,224,670,680
  • Reported investors2 → 49

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 26, 2023Amendment$1,224,670,680$1,216,670,680vs Sep 24, 202049SEC filing
Sep 24, 2020Initial$8,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-376239

Source: Form D, filed Sep 26, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OASIS TERM LIQUIDITY FUND LLC

Investment adviser: OASIS INVESTMENT STRATEGIES LLC

Gross asset value
$459M
Beneficial owners
23
ADV minimum commitment
$500K

Reported in Form ADV on Sep 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP CHICAGO, Illinois, United States
Custodian BMO HARRIS BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Custodian JP MORGAN BANK LUXEMBOURG SA SENNINGERBERG, Luxembourg Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BMO HARRIS BANK NATIONAL ASSOCIATION
LEI 3Y4U8VZURTYWI1W2K376

JP MORGAN BANK LUXEMBOURG SA
LEI 7W1GMC6J4KGLBBUSYP52

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Filing source

Form ADV 1785896 · Sep 7, 2023 · Schedule D 7.B.(1), fund 805-8367985952

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Clements Executive
James Gabriele Director, Executive
Bradly Glenn Giemza Director
Eric G. Gurdian Director, Executive
Edward Keiley Executive
Augustine Perrotta Executive
David Reyna Executive
Colleen M. Roberts Executive
Amar U. Shah Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Oasis Investment Strategies Llc 222 S. Riverside Plaza, Suite 1200
Chicago, IL, 60606