Form D · Hedge Fund
Oakwood Partners Fund LLC
Austin, TX · CIK 0001365118
Offering snapshot reported Jul 5, 2013 · SEC filing
- Reported sold
- $47M Indefinite offering
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Apr 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$46,407,626 → $47,007,626
- Reported investors75 → 76
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 5, 2013 | Amendment | $47,007,626 | $600,000vs May 4, 2012 | 76 | SEC filing |
| May 4, 2012 | Amendment | $46,407,626 | $1,483,738vs May 6, 2011 | 75 | SEC filing |
| May 6, 2011 | Amendment | $44,923,888 | $100,000vs May 7, 2010 | 74 | SEC filing |
| May 7, 2010 | Amendment | $44,823,888 | $4,894,019vs May 8, 2009 | 74 | SEC filing |
| May 8, 2009 | Amendment | $39,929,869 | No comparison | Not reported | SEC filing |
| May 8, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $32.6K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-90359
Limited Liability Company Interests
The above estimate is the amount of sales commission paid to Broker Dealers in fiscal year end 2011
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Carolinas Investment Consulting LLC | 104379 | Carolinas Investment Consulting LLC · CRD 104379 |
| Crown Capital Securities, L.P. | 6312 | Crown Capital Securities, L.P. · CRD 6312 |
| Trestle Point, LLC | 138494 | Trestle Point, LLC · CRD 138494 |
| Edge Corporate Finance | 144134 | Edge Corporate Finance · CRD 144134 |
| NLCG Distributors, LLC | 156263 | NLCG Distributors, LLC · CRD 156263 |
Source: Form D, filed Jul 5, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OAKWOOD PARTNERS FUND, LLC
Investment adviser: MERITAGE CAPITAL, LLC
- Gross asset value
- $3.44M
- Beneficial owners
- 71
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 810410 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-7687937364
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Anderson | Executive |
| John Apperson | Executive |
| Tina M. Badciong | Executive |
| Tiffany Flock | Executive |
| Tiffany Hinson | Executive |
| John G. Mc Colskey | Director, Executive, Promoter |
| Laura Meek | Executive |
| Thomas J. Meredith | Director, Promoter |
| Meritage Meritage Capital Llc | Executive, Promoter |
| Douglas Quay | Director, Promoter |
| Shannon Rhodes | Executive |
| Jason J. Rottinger | Executive |
| Alex C. Smith | Executive |
| Joe S. Wade | Executive |
| Spence L. Wilson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Austin, TX, 78701