Form D · Private Equity Fund
Oaktree Principal Fund VI, L.P.
Los Angeles, CA · CIK 0001570588
Offering snapshot reported Jan 16, 2015 · SEC filing
- Reported sold
- $573M Indefinite offering
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 2, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$268,437,456 → $572,937,456
- Reported investors19 → 28
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 16, 2015 | Amendment | $572,937,456 | $304,500,000vs Mar 28, 2014 | 28 | SEC filing |
| Mar 28, 2014 | Amendment | $268,437,456 | No comparison | 19 | SEC filing |
| Mar 28, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-194125
OCM Investments, LLC, CRD # 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.
Source: Form D, filed Jan 16, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
OAKTREE SPECIAL SITUATIONS FUND, L.P.
Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.
- Gross asset value
- $662M
- Beneficial owners
- 50
- ADV minimum commitment
- $2M
Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $1,251,222,000 | 68 | Mar 31, 2022 |
| 2022 | $1,186,133,000 | 69 | Apr 1, 2023 |
| 2023 | $902,017,000 | 50 | Mar 28, 2024 |
| 2024 | $825,753,000 | 50 | Mar 31, 2025 |
| 2025 | $662,207,000 | 50 | Mar 31, 2026 |
Filing source
Form ADV 2122656 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-2985984834
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Clayton | Executive |
| John B. Frank | Executive |
| Stephen A. Kaplan | Executive |
| Bruce A. Karsh | Executive |
| Lawrence Keele | Executive |
| David M. Kirchheimer | Executive |
| Howard S. Marks | Executive |
| None Oaktree Principal Fund Vi Gp, L.P. | Promoter |
| Sheldon Stone | Executive |
| Jay Wintrob | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90071
Phone: 213-830-6300