Form D · Private Equity Fund

Oaktree Opportunities Fund Xb Feeder (Cayman), L.P.

Los Angeles, CA · CIK 0001615832

Offering snapshot reported Nov 21, 2016 · SEC filing

Reported sold: $1.82B
Investors reported: 139
Minimum accepted: $0
First sale: Jan 14, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 139

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 21, 2016	Amendment	$1,824,805,382	No comparison	139	SEC filing
Nov 24, 2015	Amendment	$1,171,282,740	No comparison	97	SEC filing
Nov 25, 2014	Amendment	Yet to sell	No comparison	0	SEC filing
Sep 12, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-224624

OCM Investments, LLC, CRD # 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Nov 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAKTREE OPPORTUNITIES FUND XB FEEDER (CAYMAN), L.P.

Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.

Gross asset value: $0
Beneficial owners: 107
ADV minimum commitment: $10M

Reported in Form ADV on Jan 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSE COOPERS LLP LOS ANGELES, California, United States

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No

Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes

Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes

Marketer OAKTREE JAPAN, GK TOKYO, Japan Related to adviser: Yes

Marketer OCM INVESTMENTS, LLC LOS ANGELES, California, United States Related to adviser: Yes

Marketer SAMSUNG SECURITIES CO. LTD. SEOUL, Korea, South Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

OCM INVESTMENTS, LLC
CRD 128803 · SEC 8-66176

Filing source

Form ADV 1061788 · Jan 10, 2017 · Schedule D 7.B.(1), fund 805-8191146508

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John B. Frank	Executive
Stephen A. Kaplan	Executive
Bruce A. Karsh	Executive
Lawrence Keele	Executive
David M. Kirchheimer	Executive
Howard S. Marks	Executive
None Oaktree Opportunities Fund Xb (Feeder) Gp, L.P.	Promoter
Sheldon Stone	Executive
Jay Wintrob	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

333 South Grand Avenue, 28 Th Floor
Los Angeles, CA, 90071