Form D · Private Equity Fund

Oaktree Opportunities Fund IX (Cayman), L.P.

Los Angeles, CA · CIK 0001537485

Offering snapshot reported Jun 10, 2013 · SEC filing

Reported sold
$811M
Indefinite offering
Investors reported
61
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 25, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$419M$839MDec 22, 2011Dec 20, 2012: $838,850,000.00Dec 20, 2012Jun 10, 2013: $810,845,000.00Jun 10, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$838,850,000 → $810,845,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 10, 2013Amendment$810,845,000-$28,005,000vs Dec 20, 201261SEC filing
Dec 20, 2012Amendment$838,850,000No comparison61SEC filing
Dec 22, 2011InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-170569
OCM Investments, LLC, CRD # 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Jun 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Clayton Executive
John B. Frank Executive
Stephen A. Kaplan Executive
Bruce A. Karsh Executive
Lawrence Keele Executive
David M. Kirchheimer Executive
Howard S. Marks Executive
None Oaktree Opportunities Fund Ix (Feeder) Gp, L.P. Promoter
Sheldon Stone Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
333 South Grand Avenue, 28th Floor
Los Angeles, CA, 90071