Form D · Private Equity Fund

Oaktree Opportunities Access Fund XI, L.P.

New York, NY · CIK 0001837710

Offering snapshot reported Jan 8, 2021 · SEC filing

Reported sold
$216M
Offering amount: $216M
Investors reported
640
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 24, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2021Initial$216,392,000No comparison640SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$856K
Finders' fees
$0
Form D file number
021-385626

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Jan 8, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAKTREE OPPORTUNITIES ACCESS FUND XI, L.P.

Investment adviser: ICAPITAL ADVISORS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB KANSAS CITY, Missouri, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No
Marketer ICAPITAL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

ICAPITAL SECURITIES, LLC
CRD 171061 · SEC 8-69443

Filing source

Form ADV 1514048 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-2563877301

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
None Asterion Fund Services L.L.C. Promoter
Scott Huff Executive
None I Capital Alternative Investments Llc Executive
Barbra Kocsis Executive
None Maples Fiduciary Services (Delaware) Inc. Executive
Edward L. Truitt, Jr. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Grand Central Place 60 East 42 Nd Street, 26 Th Floor
New York, NY, 10165