Form D · Hedge Fund

OAKTREE NON-U.S. CONVERTIBLE FUND, L.P.

Los Angeles, CA · CIK 0000946224

Offering snapshot reported Apr 18, 2018 · SEC filing

Reported sold
$236M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 15, 1995
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$118M$236MMar 9, 2010: $61,526,003.00Mar 9, 2010Feb 25, 2011: $134,981,459.00Feb 27, 2012: $162,169,758.00Feb 27, 2013: $165,968,325.00Feb 27, 2014: $223,057,507.00Dec 16, 2014: $223,057,507.00Dec 11, 2015: $223,457,507.00Dec 9, 2016: $226,457,507.00Apr 18, 2017: $226,457,507.00Apr 18, 2018: $235,957,507.00Apr 18, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$226,457,507 → $235,957,507

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2018Amendment$235,957,507$9,500,000vs Apr 18, 201726SEC filing
Apr 18, 2017Amendment$226,457,507$3,400,000vs Feb 27, 201426SEC filing
Dec 9, 2016Amendment$226,457,507$3,400,000vs Feb 27, 201426SEC filing
Dec 11, 2015Amendment$223,457,507$400,000vs Feb 27, 201426SEC filing
Dec 16, 2014Amendment$223,057,507$0vs Feb 27, 201426SEC filing
Feb 27, 2014Amendment$223,057,507$57,089,182vs Feb 27, 201326SEC filing
Feb 27, 2013Amendment$165,968,325$3,798,567vs Feb 27, 201226SEC filing
Feb 27, 2012Amendment$162,169,758$27,188,299vs Feb 25, 201123SEC filing
Feb 25, 2011Amendment$134,981,459$73,455,456vs Mar 9, 201021SEC filing
Mar 9, 2010Amendment$61,526,003No comparison16SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-94622-4L
OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Apr 18, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Clayton Executive
John B. Frank Executive
Stephen A. Kaplan Executive
Bruce A. Karsh Executive
Lawrence Keele Executive
David M. Kirchheimer Executive
Daniel Levin Executive
Howard S. Marks Executive
N/A N/A Oaktree Capital Management, L.P. Promoter
N/A N/A Oaktree Fund Gp Ii, L.P. Executive
Sheldon Stone Executive
Jay Wintrob Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Oaktree Capital Management, L.P. 333 South Grand Avenue, 28th Floor
Los Angeles, CA, 90071