Form D · Private Equity Fund
OAKTREE MEZZANINE FUND IV (CAYMAN), L.P.
Los Angeles, CA · CIK 0001601114
Offering snapshot reported Jan 21, 2015 · SEC filing
- Reported sold
- $125M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 18, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 3
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 21, 2015 | Amendment | $125,000,000 | No comparison | 3 | SEC filing |
| Feb 27, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-212594
OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.
Source: Form D, filed Jan 21, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Clayton | Executive |
| John B. Frank | Executive |
| Stephen A. Kaplan | Executive |
| Bruce A. Karsh | Executive |
| Lawrence Keele | Executive |
| David M. Kirchheimer | Executive |
| Howard S. Marks | Executive |
| None Oaktree Mezzanine Fund Iv (Cayman) Gp Ltd. | Promoter |
| Sheldon Stone | Executive |
| Jay Wintrob | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
333 South Grand Avenue, 28th Floor
Los Angeles, CA, 90071
Los Angeles, CA, 90071