Form D · Private Equity Fund

OAKTREE MEZZANINE FUND IV (CAYMAN), L.P.

Los Angeles, CA · CIK 0001601114

Offering snapshot reported Jan 21, 2015 · SEC filing

Reported sold
$125M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 18, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 21, 2015Amendment$125,000,000No comparison3SEC filing
Feb 27, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-212594
OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Jan 21, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kevin Clayton Executive
John B. Frank Executive
Stephen A. Kaplan Executive
Bruce A. Karsh Executive
Lawrence Keele Executive
David M. Kirchheimer Executive
Howard S. Marks Executive
None Oaktree Mezzanine Fund Iv (Cayman) Gp Ltd. Promoter
Sheldon Stone Executive
Jay Wintrob Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
333 South Grand Avenue, 28th Floor
Los Angeles, CA, 90071