Form D · Private Equity Fund
Oaktree Mezzanine Fund III (Cayman) Ltd.
Los Angeles, CA · CIK 0001456813
Offering snapshot reported Mar 10, 2010 · SEC filing
- Reported sold
- $145M Indefinite offering
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 2, 2008 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2010 | Amendment | $145,000,000 | No comparison | 7 | SEC filing |
| Mar 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-129161
OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.
Source: Form D, filed Mar 10, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Clayton | Executive |
| John B. Frank | Executive |
| Stephen A. Kaplan | Executive |
| Bruce A. Karsh | Executive |
| Lawrence Keele | Executive |
| David M. Kirchheimer | Executive |
| Howard S. Marks | Executive |
| None Oaktree Mezzanine Fund Iii Gp, L.P. | Promoter |
| Sheldon Stone | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Oaktree Mezzanine Fund Iii Gp, L.P. 333 South Grand Avenue, 28th Floor
Los Angeles, CA, 90071
Los Angeles, CA, 90071