Form D · Private Equity Fund

Oaktree Infrastructure Fund (Parallel), L.P.

Los Angeles, CA · CIK 0001668698

Offering snapshot reported Mar 23, 2017 · SEC filing

Reported sold: $208M
Investors reported: 3
Minimum accepted: $0
First sale: Aug 12, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 3

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 23, 2017	Amendment	$207,500,000	No comparison	3	SEC filing
Mar 28, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-260093

OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Mar 23, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAKTREE INFRASTRUCTURE FUND (PARALLEL), L.P.

Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.

Gross asset value: $0
Beneficial owners: 2
ADV minimum commitment: $10M

Reported in Form ADV on Nov 25, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Filing source

Form ADV 1357665 · Nov 25, 2019 · Schedule D 7.B.(1), fund 805-8809920973

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John B. Frank	Executive
Stephen A. Kaplan	Executive
Bruce A. Karsh	Executive
David M. Kirchheimer	Executive
Daniel Levin	Executive
Howard S. Marks	Executive
None Oaktree Infrastructure Fund Gp, L.P.	Promoter
Sheldon Stone	Executive
Jay Wintrob	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

333 South Grand Avenue, 28 Th Floor
Los Angeles, CA, 90071