Form D · Hedge Fund
Oaktree High Income Convertible Fund, L.P.
Los Angeles, CA · CIK 0001162436
Offering snapshot reported Apr 18, 2018 · SEC filing
- Reported sold
- $159M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 1, 2001 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$158,545,456 → $159,045,456
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 18, 2018 | Amendment | $159,045,456 | $500,000vs Apr 18, 2017 | 9 | SEC filing |
| Apr 18, 2017 | Amendment | $158,545,456 | $10,600,000vs Feb 5, 2014 | 9 | SEC filing |
| Dec 9, 2016 | Amendment | $158,545,456 | $10,600,000vs Feb 5, 2014 | 9 | SEC filing |
| Dec 11, 2015 | Amendment | $150,945,456 | $3,000,000vs Feb 5, 2014 | 9 | SEC filing |
| Dec 16, 2014 | Amendment | $149,945,456 | $2,000,000vs Feb 5, 2014 | 9 | SEC filing |
| Feb 5, 2014 | Amendment | $147,945,456 | $0vs Feb 5, 2013 | 9 | SEC filing |
| Feb 5, 2013 | Amendment | $147,945,456 | $1,620,000vs Feb 6, 2012 | 9 | SEC filing |
| Feb 6, 2012 | Amendment | $146,325,456 | $0vs Feb 4, 2011 | 9 | SEC filing |
| Feb 4, 2011 | Amendment | $146,325,456 | $9,932,743vs Mar 9, 2010 | 9 | SEC filing |
| Mar 9, 2010 | Amendment | $136,392,713 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-129467
OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.
Source: Form D, filed Apr 18, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
OAKTREE HIGH INCOME CONVERTIBLE FUND, L.P.
Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.
- Gross asset value
- $116K
- Beneficial owners
- 1
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188
Filing source
Form ADV 1288561 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-3403510058
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin Clayton | Executive |
| John B. Frank | Executive |
| Stephen A. Kaplan | Executive |
| Bruce A. Karsh | Executive |
| Lawrence Keele | Executive |
| David M. Kirchheimer | Executive |
| Daniel Levin | Executive |
| Howard S. Marks | Executive |
| N/A N/A Oaktree Capital Management, L.P. | Promoter |
| N/A N/A Oaktree Fund Gp Ii, L.P. | Executive |
| Sheldon Stone | Executive |
| Jay Wintrob | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Los Angeles, CA, 90071