Form D · Private Equity Fund
Oaktree European Capital Solutions Fund III, L.P.
Los Angeles, CA · CIK 0001864037
Offering snapshot reported Jul 13, 2022 · SEC filing
- Reported sold
- $356M Indefinite offering
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 20, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 13, 2022 | Amendment | $355,678,775 | No comparison | 27 | SEC filing |
| Jul 16, 2021 | Initial | Yet to sell | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.37M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
OCM Investments, LLC (CRD 128803, 333 S. Grand Ave, 28 Fl, Los Angeles, CA 90071) and Brookfield Oaktree Wealth Solutions LLC (CRD 313390, 225 Liberty St, 43 Fl, NY, NY 10281), will place the investments but neither is anticipated to receive commissions.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SMBC Nikko Securities, Inc. | None | |
| Singular Asset Management Administradora General de Fondos S.A. | None | |
| HMC Itajuba | None | |
| Mirae Asset Securities Co., Ltd. | None | |
| Brookfield Oaktree Wealth Solutions LLC | 313390 | |
| OCM Investments, LLC | 128803 |
Source: Form D, filed Jul 13, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Frank | Executive |
| Bruce Karsh | Executive |
| Daniel Levin | Executive |
| Howard Marks | Executive |
| Todd Molz | Executive |
| N/A Oaktree Capital Management, L.P. | Promoter |
| N/A Oaktree European Capital Solutions Fund Iii Gp, L.P. | Executive |
| Sheldon Stone | Executive |
| Jay Wintrob | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
333 S. Grand Ave., 28th Floor
Los Angeles, CA, 90071
Los Angeles, CA, 90071