Form D · Hedge Fund

Oaktree Emerging Markets Absolute Return (Cayman) Fund, Ltd.

Los Angeles, CA · CIK 0001076312

Offering snapshot reported Dec 7, 2017 · SEC filing

Reported sold: $1.5B
Investors reported: 111
Minimum accepted: $0
First sale: Sep 4, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,490,010,884 → $1,497,320,884
Reported investors107 → 111

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 7, 2017	Amendment	$1,497,320,884	$7,310,000vs Jan 24, 2014	111	SEC filing
Dec 14, 2016	Amendment	$1,497,320,884	$7,310,000vs Jan 24, 2014	111	SEC filing
Dec 16, 2015	Amendment	$1,497,320,884	$7,310,000vs Jan 24, 2014	111	SEC filing
Dec 22, 2014	Amendment	$1,492,820,884	$2,810,000vs Jan 24, 2014	107	SEC filing
Jan 24, 2014	Amendment	$1,490,010,884	$2,000,000vs Jan 25, 2013	107	SEC filing
Jan 25, 2013	Amendment	$1,488,010,884	$7,050,000vs Jan 25, 2012	107	SEC filing
Jan 25, 2012	Amendment	$1,480,960,884	$111,244,000vs Jan 25, 2011	106	SEC filing
Jan 25, 2011	Amendment	$1,369,716,884	$19,300,000vs Jan 26, 2010	101	SEC filing
Jan 26, 2010	Amendment	$1,350,416,884	No comparison	98	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-56092

OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the interests but is not anticipated to receive sales commissions.

Source: Form D, filed Dec 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAKTREE EMERGING MARKETS ABSOLUTE RETURN (CAYMAN) FUND, LTD.

Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.

Gross asset value: $32.1M
Beneficial owners: 10
ADV minimum commitment: $3M

Reported in Form ADV on Dec 12, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes

Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes

Marketer OCM INVESTMENTS, LLC LOS ANGELES, California, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

MORGAN STANLEY & CO. LLC
SEC 8-15869

OCM INVESTMENTS, LLC
CRD 128803 · SEC 8-66176

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1257635 · Dec 12, 2018 · Schedule D 7.B.(1), fund 805-1793916883

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Frank Carroll	Director
Timothy Jenson	Director
Leon Rhule	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

333 South Grand Avenue, 28 Th Floor
Los Angeles, CA, 90071