Form D · Private Equity Fund

Oaktree Cascade Investment Fund III, L.P.

Los Angeles, CA · CIK 0001822721

Offering snapshot reported Oct 9, 2020 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 9, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-377532

OCM Investments, LLC, CRD# 128803, 333 South Grand Avenue, 28th Floor, Los Angeles, CA 90071, will place the investments but is not anticipated to receive sales commissions.

Source: Form D, filed Oct 9, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

OAKTREE CASCADE INVESTMENT FUND III, L.P.

Investment adviser: OAKTREE CAPITAL MANAGEMENT, L.P.

Gross asset value: $361M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Aug 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$0	2	Mar 31, 2022
2022	$0	2	Apr 1, 2023
2023	$0	2	Mar 28, 2024
2024	$121,888,184	2	Mar 31, 2025
2025	$360,992,000	2	Mar 31, 2026

Filing source

Form ADV 2122656 · Aug 17, 2026 · Schedule D 7.B.(1), fund 805-6871757376

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Frank	Executive
Bruce Karsh	Executive
Daniel Levin	Executive
Howard Marks	Executive
Todd Molz	Executive
N/A N/A Oaktree Capital Management, L.P.	Promoter
N/A N/A Oaktree Cascade Investment Fund Iii Gp, L.P.	Executive
Sheldon Stone	Executive
Jay Wintrob	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

333 S. Grand Ave 28 Th Floor
Los Angeles, CA, 90071
Phone: 213-830-6300