Form D · Other Investment Fund
Oakland Financial, LLC
Austin, TX · CIK 0001710541
Offering snapshot reported Sep 5, 2017 · SEC filing
- Reported sold
- $100K Offering amount: $6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 30, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 1
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 5, 2017 | Amendment | $100,000 | No comparison | 1 | SEC filing |
| Jun 29, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Debt
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $40K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-289752
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Jeff Ballard | None |
Source: Form D, filed Sep 5, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeff Ballard | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
11814 Jollyville Rd. Suite 104
Austin, TX, 78759
Austin, TX, 78759