Form D · Other Investment Fund
OAK VALUE FOCUS FUND LLC
Chapel Hill, NC · CIK 0001458787
Offering snapshot reported Mar 8, 2010 · SEC filing
- Reported sold
- $1.01M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jan 1, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 8, 2010 | Amendment | $1,010,000 | No comparison | 3 | SEC filing |
| Mar 9, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-128164
Source: Form D, filed Mar 8, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
RS FOCUS FUND, LLC
Investment adviser: RS INVESTMENT MANAGEMENT CO. LLC
- Gross asset value
- $1.65M
- Beneficial owners
- 6
- ADV minimum commitment
- $500K
Reported in Form ADV on Oct 19, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Filing source
Form ADV 675760 · Oct 19, 2012 · Schedule D 7.B.(1), fund 805-8831247260
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Richard Carr, Jr. | Executive |
| Larry David Coats, Jr. | Executive |
| Margaret Courtenay Landis | Executive |
| Christy L. Phillips | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chapel Hill, NC, 27517