Form D · Private Equity Fund
Oak V Distressed Participation Fund (Offshore), L.P.
George Town, Grand Cayman, E9 · CIK 0001476507
Offering snapshot reported Nov 10, 2009 · SEC filing
- Reported sold
- $28.9M Indefinite offering
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Nov 4, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 10, 2009 | Initial | $28,875,000 | No comparison | 55 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $722K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-136001
Placement agent will be paid a placement fee of up to 2.5% of the capital commitment amount.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | 7691 |
Source: Form D, filed Nov 10, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sheldon Chang | Director |
| Justin Ferri | Director |
| Susan Giacin | Director |
| N/A Ml Private Equity Offshore Ltd. | Promoter |
| Deann Morgan | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Walkers Corporate Services Limited Walker House, 87 Mary Street
George Town, Grand Cayman, E9, KY1-9005
George Town, Grand Cayman, E9, KY1-9005