Form D · Commercial Banking
Oak Ridge Financial Services, Inc.
Oak Ridge, NC · CIK 0001398006
Offering snapshot reported Jun 12, 2020 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jun 3, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 12, 2020 | Initial | $10,000,000 | No comparison | 10 | SEC filing |
| Jul 29, 2016 | Initial | $5,649,500 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $171K
- Finders' fees
- $0
- Form D file number
- 021-368913
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Janney Montgomery Scott LLC | 463 |
Source: Form D, filed Jun 12, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lynda J. Anderson | Director |
| Ronald O. Black | Director |
| Douglas G. Boike | Director |
| James W. Hall | Director |
| Billy R. Kanoy | Director |
| Stephen S. Neal | Director |
| John S. Olmsted | Director |
| Stanley N. Tennant | Director |
| L William Vasaly Iii | Director |
| Thomas W. Wayne | Director, Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
8050 Fogleman Road
Oak Ridge, NC, 27310
Oak Ridge, NC, 27310