Form D · Private Equity Fund

Oak Harbor Capital Opportunities Fund V, LP

Seattle, WA · CIK 0001691492

Offering snapshot reported Sep 1, 2017 · SEC filing

Reported sold
$98.5M
Offering amount: $350M
Investors reported
45
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 4, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 1, 2017Initial$98,450,000No comparison45SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$441K
Finders' fees
$0
Form D file number
021-293979
Includes installments to be paid at a future date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
BRISTOL INVESTMENT GROUP, INC.39684
CAPINTRO PARTNERS, LTD.None
CHAMPLAIN ADVISORS, LLC129560

Source: Form D, filed Sep 1, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

OAK HARBOR CAPITAL OPPORTUNITIES FUND V, LP

Investment adviser: OAK HARBOR CAPITAL, LLC

Gross asset value
$6.08M
Beneficial owners
30
ADV minimum commitment
$0

Reported in Form ADV on May 27, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MOSS ADAMS LLP DALLAS, Texas, United States
Custodian BANNER BANK WALLA WALLA, Washington, United States Related to adviser: No
Custodian WASHINGTON FEDERAL SEATTLE, Washington, United States Related to adviser: No
Custodian WEINSTEIN & RILEY, P.S. SEATTLE, Washington, United States Related to adviser: Yes
Marketer ABS ADVISORY SERVICES, LLC DARIEN, Connecticut, United States Related to adviser: No
Marketer BRISTOL INVESTMENT GROUP, INC. NEW YORK, New York, United States Related to adviser: No
Marketer BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer CAPINTRO PARTNERS, LTD. DUBAI, United Arab Emirates Related to adviser: No
Marketer CHAMPLAIN ADVISORS, LLC DORADO, Puerto Rico, United States Related to adviser: No
Marketer ELEVATION ADVISORS LLC WESTPORT, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

MOSS ADAMS LLP
PCAOB 659

BRISTOL INVESTMENT GROUP, INC.
CRD 39684 · SEC 8-48790

BTIG, LLC
CRD 122225 · SEC 8-65473

CHAMPLAIN ADVISORS, LLC
CRD 129560 · SEC 8-66233

Filing source

Form ADV 1655003 · May 27, 2022 · Schedule D 7.B.(1), fund 805-2288370706

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Oak Harbor Capital Opportunities Fund V Gp, Llc Oak Harbor Capital Opportunities Fund V Gp, Llc Executive
Ophrys, Llc Ophrys, Llc Promoter
William Stephen Weinstein Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2003 Western Ave. Suite 340
Seattle, WA, 98121